annual affirmation cpo exemption

As we explained in an earlier post, the CFTC has recently amended its Regulation 4.5 to clarify that the commodity pool operator (“CPO”) of a registered investment company is the entity that serves as the registered investment adviser (“RIA”) to that company.

In this post, we will explore practical implications of this recent rule amendment.Continue Reading Mutual Fund Corner: Practical Implications of the Recent Amendments to CFTC Regulation 4.5